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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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Similar To

SUP 12.5 Contracts: required terms

PERG 5.12 Link between activities and the United Kingdom

LR 10.2 Classifying transactions

SUP 16.18 AIFMD reporting

COND 2.5 Suitability

SUP 13.6 Changes to branches

COLL 13.1 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy