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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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EG 12.1 The FCA’s general approach

LR 13.4 Class 1 circulars

SUP 13.5 Notices of intention

SUP 10C.4 Specification of functions

FEES 6.5 Compensation costs

REC 4.4 Complaints

FEES 6.4 Management expenses

DTR 2.2 Disclosure of inside information

CONC 6.8 Post contract business practices: credit brokers

CASS 7.11 Treatment of client money

EG 6.1 Publicity during FCA investigations

BIPRU 4.6 The IRB approach: Retail exposures

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy