Search Result

121 - 140 of 1401 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers