Search Result

1141 - 1160 of 1597 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

MCOB 6.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 6.7 Business loans and loans to high net worth mortgage customers: tailored provisions

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

SYSC 18.1 Application and Purpose

As Published: 2006

SYSC 18.1 Application and Purpose

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information