Search Result

341 - 360 of 368 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications