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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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MCOB 3A.3 Other general requirements for financial promotions

As Published: 2015

MCOB 3A.3 Other general requirements for financial promotions

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

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REC 1.1 Application

SYSC 2.1 Apportionment of Responsibilities

PERG 8.1 Application and purpose

COLL 7.7 UCITS mergers

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 13.12 Insolvency regime and relevant sections of the Act

COLL 11.6 Winding up, merger and division of master UCITS

COND 2.5 Suitability

COBS 17.1 Providing information to claimants and dealing with claims

DTR 4.1 Annual financial report

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COLL 8.3 Investor relations

PERG 4.1 Application and purpose

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)