Search Result

121 - 140 of 1503 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application