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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

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