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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

…

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Similar To

SUP 11.8 Changes in the circumstances of existing controllers

COLL Appendix 1EU KII Regulation

CASS 7.11 Treatment of client money

BIPRU 7.2 Interest rate PRR

BIPRU 12.5 Individual Liquidity Adequacy Standards

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

LR App 1.1 Relevant definitions

BIPRU 3.4 Risk weights under the standardised approach to credit risk

PERG 16.2 What types of funds and businesses are caught?

COLL 6.3 Valuation and pricing

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes