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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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Similar To

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

REC 4.3 Risk assessments for UK recognised bodies

DEPP 3.1 The Regulatory Decisions Committee

DEPP 7.1 Application and purpose

LR 3.2 Application for admission to listing

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

LR 5.4A Transfer between listing categories: Equity shares

REC 6.7 Notification rules for overseas recognised bodies

SUP 13.3 Establishing a branch in another EEA State

REC 4.2C Control over a UK RIE

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 13.4 Providing cross border services into another EEA State

SYSC 19D.3 Remuneration principles

DEPP 3.3 Straightforward decisions

DEPP 4.2 Urgent statutory notice cases

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 4.4 Miscellaneous

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

ICOBS 8.4 Employers’ Liability Insurance