Search Result

441 - 460 of 1560 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

LR 6.1 Application

As Published: 2005

LR 6.1 Application

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime