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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

…

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

…

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

…

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

…

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

…

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

…

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

…

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

…

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

…

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

…

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

…

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