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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

EG 19.24 Cross-Border Payments in Euro Regulations 2010

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations