Search Result

161 - 180 of 1317 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

PR App 1.1

As Published: 2005

PR App 1.1

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

LR App 2.1

As Published: 2005

LR App 2.1

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose