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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

…

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COCON 1.2 Investments

COBS 6.1C Consultancy charging and remuneration

CASS 1A.3 Responsibility for CASS operational oversight

LR 1.3 Information gathering and publication

DISP 1.10 Complaints reporting rules

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 10C.10 Application for approval and withdrawing an application for approval

COND 2.5 Suitability

SUP 16.4 Annual controllers report

COLL 12.4 UCITS product passport

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 3.6 Firms' cooperation with their auditors

DTR 5.6 Disclosures by issuers

ICOBS 3.2 E-Commerce

DISP App 3.1 Introduction

BIPRU 8.7 Consolidated capital resources requirements

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

BIPRU 2.1 Solo consolidation

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary