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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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Similar To

COLL 12.3 EEA UCITS management companies

REC 3.3 Waivers

RCB 4.2 Enforcement powers and penalties

SUP 14.1 Application and purpose

PERG 5.12 Link between activities and the United Kingdom

SYSC 1.4 Application of SYSC 11 to SYSC 21

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 20.1 Introduction

EG 19.1 Introduction

PERG 5.11 Other aspects of exclusions

REC 6A.2 Removal of passport rights from EEA market operator

SUP 10C.13 Variation of conditional and time-limited approvals

DEPP 8.2 Use of the own-initiative variation of approval power: general

EG 16.2 Disapplication orders

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 19.9 Electronic commerce activity directions: the FCA’s policy

EG 4.9 Involvement of FCA supervisors during the investigation phase

REC 2.5 Systems and controls and conflicts

SUP 12.2 Introduction

SYSC 18.3 Internal arrangements