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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2016 to 31 March 2017

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2016 to 31 March 2017

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements