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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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