Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

…

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 6.1 Application, interpretation and purpose

FIT 1.1 Application and purpose

FEES 6.7 Payment of levies

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 2.3 Financial resources

SUP 8.3 Applying for a waiver

SUP 11.6 Subsequent notification requirements by firms

LR App 1.1 Relevant definitions

PRIN 1.1 Application and purpose

SYSC 2.1 Apportionment of Responsibilities

BIPRU 7.10 Use of a Value at Risk Model

SUP 10C.16 References and accurate information

COLL 6.9 Independence, names and UCITS business restrictions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy