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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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EG 6.1 Publicity during FCA investigations

REC 2.7 Access to facilities

MAR 1.4 Unlawful disclosure

CONC 1.1 Application and purpose

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

PERG 7.6 Applications for a certificate

EG 12.2 FCA cautions

REC 3.18 Membership

EG 8.3 Use of the own-initiative powers in urgent cases

COBS 4.6 Past, simulated past and future performance

SYSC 13.4 Requirements to notify the appropriate regulator

IFPRU 1.5 Notification of FINREP reporting

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

MAR 6.4 Systematic internaliser reporting requirement

SUP 8.5 Notification of altered circumstances relating to waivers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

COLL 14.2 Registration with the Charity Commission

EG 5.2 When settlement decisions may take place

REC 3.5 Disciplinary action and events relating to key individuals