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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes