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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

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REC 3.14A Operation of a regulated market or MTF

REC 3.26 Proposals to make regulatory provision

IFPRU 3.2 Capital

SUP 15.8 Notification in respect of particular products and services

GENPRU 3.2 Third-country groups

SYSC 9.1 General rules on record-keeping

IFPRU 11.5 Intra-group financial support

REC 1.1 Application

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

SUP 15.6 Inaccurate, false or misleading information

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

REC 4.5 FCA supervision of action by UK RIEs under their default rules

FEES 4.4 Information on which fees are calculated

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading