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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction