Search Result

201 - 220 of 1131 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 13.2 General

As Published: 2011

PERG 13.2 General

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities