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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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Similar To

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 15.7 Form and method of notification

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 8.4 Invitation or inducement

EG 19.14 Money Laundering Regulations 2007

COLL 11.5 Auditors

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 2.6 Specified investments: a broad outline

DEPP 4.1 Executive decision maker

ICOBS 8.4 Employers’ Liability Insurance

SUP 12.2 Introduction

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation