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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

EG 4.6 What a subject of investigation can say to third parties

As Published: 2016

EG 4.6 What a subject of investigation can say to third parties

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

FEES 12.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 12.3 Late payments and recovery of unpaid levies

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing