Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 4.15 Mortgage activities carried on by 'packagers'

IFPRU 4.14 Counterparty credit risk

LR 13.1 Preliminary

PERG 7.4 Does the article 54 exclusion apply?

MCOB 2.5 Reliance on others

LR 3.5 Block listing

MAR 5.7 Pre-trade transparency requirements for shares

SUP 14.2 Changes to branch details

PR 3.2 Filing and publication of prospectus

CREDS 9.1 Application and purpose

PERG 5.1 Application and purpose

LR 4.2 Contents and format of listing particulars

COBS 11.6 Use of dealing commission

PERG 1.5 What other guidance about the perimeter is available from the FCA?

CASS 12.2 Treatment of client money

BIPRU 12.5 Individual Liquidity Adequacy Standards

DISP 1.9 Complaints record rule

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

COLL 9.3 Section 272 recognised schemes