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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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DTR 3.1

As Published: 2005

DTR 3.1

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MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

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BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

COCON 3.1 General factors for assessing compliance

CASS 1A.3 Responsibility for CASS operational oversight

DEPP 2.3 Decision notices and second supervisory notices

RCB 4.2 Enforcement powers and penalties

SUP 1A.1 Application and purpose

REC 4.4 Complaints

DTR 8.2 Approval as a primary information provider

EG 1.1 Overview

REC 2.14 Rules and consultation

REC 6A.2 Removal of passport rights from EEA market operator

COBS 16.3 Periodic reporting

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)