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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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Similar To

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 4.3 Appointment of actuaries

REC 4.2D Suspension and removal of financial instruments from trading

DEPP 2.5 Provision for certain categories of decision

SUP 14.3 Changes to cross border services

SYSC 19B.1 Application

REC 3.25 Significant breaches of rules and disorderly trading conditions

CASS 7.10 Application and purpose

REC 4.6 The section 296 power to give directions

REC 3.16 Information technology systems

SUP 15.11 Notification of COCON breaches and disciplinary action

REC 2.13 Promotion and maintenance of standards

REC 3.20 Disciplinary action relating to members

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading