Search Result

821 - 840 of 1581 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

PR App 1.1

As Published: 2005

PR App 1.1

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers