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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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CASS 7.17 Statutory trust

As Published: 2015

CASS 7.17 Statutory trust

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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