Search Result

701 - 720 of 1514 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

CONC 2.9 Prohibition of unsolicited credit tokens

As Published: 2014

CONC 2.9 Prohibition of unsolicited credit tokens

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers