Search Result

501 - 520 of 1407 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions