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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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