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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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PERG 8.3 Financial promotion

CASS 7.10 Application and purpose

COLL 8.4 Investment and borrowing powers

COLL 2.1 Authorised fund applications

COBS 4.1 Application

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SUP 16.15 Reporting under the Electronic Money Regulations

LR 9.5 Transactions

REC 2.13 Promotion and maintenance of standards

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration