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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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Similar To

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SYSC 5.2 Certification regime

COLL 6.12 Risk management policy and risk measurement

DEPP 2.5 Provision for certain categories of decision

REC 3.14 Products, services and normal hours of operation

REC 2.7 Access to facilities

REC 1.1 Application

COLL 7.7 UCITS mergers

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

FEES 3.2 Obligation to pay fees

REC 3.26 Proposals to make regulatory provision

PERG 5.12 Link between activities and the United Kingdom

DEPP 7.2 Interviews

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading