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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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