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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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LR 19.4 Continuing obligations

SYSC 1.4 Application of SYSC 11 to SYSC 21

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COCON 1.1 Application

SUP 12.1 Application and purpose

SUP 16.4 Annual controllers report

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

BIPRU 3.2 The central principles of the standardised approach to credit risk

SUP 8A.2 Introduction and conditions

SUP 13A.1 Application and purpose

PERG 8.21 Company statements, announcements and briefings

PERG 4.15 Mortgage activities carried on by 'packagers'

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation