Search Result

201 - 220 of 592 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

…

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

…

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

…

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

…

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

…

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

…

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

…

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

…

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

…

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

…

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

…

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

…

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

…