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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SCR

As Published: 2015

SCR

131 means the solvency capital requirement calculated in accordance with the Solvency Capital Requirement - General Provisions; Standard Formula; and Internal Models Parts of the PRA Rulebook: Solvenc…

CONC 5.1 Application

As Published: 2014

CONC 5.1 Application

related undertaking

As Published: 2004

related undertaking

29 in relation to an undertaking ("U"): (a) any subsidiary undertaking of U; or (b) any undertaking in which U or any of U's subsidiary undertakings holds a participation; or (c) any undertaking linke…

CREDS Sch 1 Record keeping requirements

As Published: 2011

CREDS Sch 1 Record keeping requirements

inherited estate

As Published: 2003

inherited estate

in relation to each with-profits fund : 134 (1) for a firm which is not a Solvency II firm , an amount representing the fair market value of the with-profits assets less the value of liabilities, exce…

major subsidiary undertaking

As Published: 2005

major subsidiary undertaking

(in LR ) a subsidiary undertaking that represents 25% or more of the aggregate of the gross assets or profits (after deducting all charges except taxation) of the group . 28…

payment transaction

As Published: 2015

payment transaction

133 an action of transferring funds, initiated by the payer or on its behalf or by the payee , irrespective of any underlying obligations between the payer and the payee .

capital resources table

As Published: 2006

capital resources table

156 (1) [deleted] 189 (2) [deleted] (3) [deleted] (4) (in relation to a BIPRU firm ) whichever of the tables in GENPRU 2 Annex 4 , GENPRU 2 Annex 5 or GENPRU 2 Annex 6 applies to the firm under GENPRU…

UK insurance intermediary

As Published: 2004

UK insurance intermediary

9 a UK domestic firm which has Part 4A permission 99 to carry on insurance mediation activity but no other regulated activity .

LR Sch 1 [to follow]

As Published: 2009

LR Sch 1 [to follow]

inception

As Published: 2007

inception

67 in relation to permitted links , refers to the time when the liability of the insurer under a linked long-term contract of insurance commenced.

interested party

As Published: 2001

interested party

(in relation to an application made under section 60 of the Act (Applications for approval)): (a) the firm making the application; (b) the person in respect of whom the application is being made ("A")…

certificate representing equity securities

As Published: 2005

certificate representing equity securities

(in LR ) a certificate representing certain securities where the certificate or other instrument confers rights in respect of equity securities . 31…

providing credit references

As Published: 2013

providing credit references

112 the regulated activity specified in article 89B of the Regulated Activities Order .

managing the underwriting capacity of a Lloyd's syndicate as a managing agent at Lloyd's

As Published: 2001

managing the underwriting capacity of a Lloyd's syndicate as a managing agent at Lloyd's

the regulated activity , specified in article 57 of the Regulated Activities Order (Managing the underwriting capacity of a Lloyd's syndicate), of managing the underwriting capacity of a Lloyd's syndi…

venture capital trust

As Published: 2005

venture capital trust

(in LR ) a company which is, or which is seeking to become, approved as a venture capital trust under section 842AA of the Income and Corporation Taxes Act 1988. 6…

FPS

As Published: 2015

FPS

89 the Faster Payments Scheme 97 regulated payment system designated by HM Treasury under section 43 of FSBRA .

DMG

As Published: 2014

DMG

87 the Office of Fair Trading's Debt Management (and credit repair services Guidance).

JCB

As Published: 2016

JCB

3 the JCB International IFR card payment system .

parental responsibility

As Published: 2004

parental responsibility

22 (as defined in section 3(9) of the Child Trust Fund Act 2004): (a) parental responsibility within the meaning of the Children Act 1989 or the Children (Northern Ireland) Order 1995 (SI 1995/755 (N.