Search Result

521 - 540 of 1579 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares