Search Result

361 - 380 of 1712 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose