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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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Similar To

CASS 7.13 Segregation of client money

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

EG 19.32 The Payment Accounts Regulations 2015

SUP App 3.3 Background

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LR 9.6 Notifications

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

DTR 6.2 Filing information and use of language

FEES App 1.2 Periodic Fees

SUP 3.10 Duties of auditors: notification and report on client assets

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative