Search Result

461 - 480 of 1417 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS