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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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Similar To

LR 13.5 Financial information in Class 1 Circulars

REC 2.9 Transaction recording

COND 2.7 Business model

PERG 4.5 Arranging regulated mortgage contracts

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

EG 12.3 Criminal prosecutions in cases of market abuse

EG 10.1 Introduction

EG 8.1 Introduction

EG 7.6 Private warnings

COND 1.1A Application

COND 1.2 Purpose

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

REC 4.2F Information gathering power on FCA’s own initiative

PERG 8.4 Invitation or inducement

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

EG 7.5 Payment of financial penalties

PERG 4.11 Link between activities and the United Kingdom

REC 6.2 Applications

SUP 14.1 Application and purpose