Search Result

141 - 160 of 1590 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

…

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

…

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

…

COND 1.3 General

As Published: 2013

COND 1.3 General

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

…

IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

…

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

…

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

…

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

…

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…