Search Result

1441 - 1460 of 1554 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports