Search Result

1021 - 1040 of 1522 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

EG 7.8 The procedure for giving a private warning

As Published: 2016

EG 7.8 The procedure for giving a private warning

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms