Search Result

941 - 960 of 1090 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

DTR 3.1

As Published: 2005

DTR 3.1

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision