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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

EG 6.4 Publicity in RDC cases

As Published: 2016

EG 6.4 Publicity in RDC cases

EG 6.7 Behaviour in the context of takeover bid

As Published: 2016

EG 6.7 Behaviour in the context of takeover bid

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements